Rule 17a-4
SEC Rule 17a-4 is the succinctly titled 'Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products' It concerns itself with the types of records to be created and kept by brokers and dealers for security transactions

What is Chapter 13 bankruptcy and what are its pros and cons?
When do you need to file Chapter 13?

How Do Bankruptcy Rules Apply To Your Situation?
Bankruptcy rules and regulations have become increasingly strict and more rigid with the recent sweeping changes in the bankruptcy laws in recent years. It used to be that one could declare bankruptcy every year or so with no consequences but that is not the case any more. In fact, if your bankruptcy case is not presented to the federal judge in the right light, you may not even get approved to file for bankruptcy.

Bankruptcy Around the World
Wherever you go in the world, finance is a language that is spoken fluently by some, and a completely indecipherable one for others There is such a wide range of topics connected with finance that a strong command of rules, regulations and options coupled with an ability to recognize money-making opportunities can bestow real purchase power upon an individual